The developmental approach to the study of Down syndrome: Contemporary issues in historical perspective
Tara Flanagan, Natalie Russo, Heidi Flores and Jacob Burack
The developmental approach provides an essential framework for understanding Down syndrome. Paradoxically, this framework both narrows and broadens the scope of research in the field. The narrowing involves a more fine-tuned approach to diagnosis, a more precise delineation of skill in relation to specific aetiology and developmental level, and fine-tuned matching strategies that involve comparisons on specific aspects of functioning. The broadening of the scope involves the consideration of the “whole child” in terms of personality, social, and emotional development, within the context of families, communities, and societies. This far-reaching developmental perspective revolutionised the study of intellectual disabilities with its theoretical, methodological, and interpretive innovations, while this more precise approach to the study of persons with intellectual disabilities in turn served to transform developmental theory by challenging, extending, and reconceptualising well-established developmental principles.
doi:10.3104/reviews/2081
The current study of Down syndrome is inherently linked to
the advent of the application of the developmental approach to the study of the
broader population of intellectual disabilities. The conceptual and
methodological innovations co-opted from developmental research and applied to
the study of intellectual disabilities were, paradoxically, the catalyst for
both a narrowing and a broadening of the scope of research. The narrowing of the
scope involved more definitive diagnostic criteria of different aetiologies
associated with intellectual disabilities, aetiology-specific conceptualisations
of intellectual disabilities, and the precise delineation of skill in relation
to developmental level and methods for matching by developmental level (for
reviews, see refs 1-6).
The broadening of the scope involved studies in the field of intellectual
disabilities research designed to better encompass what Zigler referred to as
the "whole child"[7,8].
This included accounting for personality, social, and emotional factors of the
child, and for the familial and larger contextual factors, all within the
context of syndrome-specific developmentally based research. Paradoxically, both
the narrowing and the broadening of the research focus within the field of
intellectual disabilities were conceived as a response to traditional views in
which persons with intellectual disabilities were considered to be a homogenous
group with one or more common defects regardless of aetiology or age (for
discussions, see refs 9,10).
Conceptually, at least, discussions of strengths and weaknesses among persons
with specific aetiologies at specific ages in specific contexts now supersede
monolithic pronouncements of specific deficits. Thus, the outcome of the
adoption of a developmental framework is a level of precision of understanding
of persons with intellectual disabilities that could not even be anticipated in
traditional conceptualisations.
The increased theoretical sophistication, broadened scope,
and methodological precision provided by the developmental approach serve to
highlight the vastness of the endeavour and the difficulties that are inherent
to understanding persons with intellectual disabilities. Within this context,
persons with intellectual disabilities must always be considered within the
context of their aetiology and developmental level, and in many cases with
regard to social, behavioural, emotional, familial, and/or environmental
factors. And, the confluence of all these factors must be further considered
with regard to the intricacies of the ever changing real world. Thus, the
increased specificity of knowledge highlights the futility of attempts to
generalise findings across the heterogeneous group that we refer to as persons
with intellectual disabilities and clearly the notion of a single grouping or
field of research under the title of "intellectual disabilities" seems
meaningless.
Yet, this is not a call of despair. Rather, the goal is to
promote the vision of research of increased precision that has its origins in 19th
century writings by pioneers of aetiological-specific research, such as Langdon
Down and William Wetherspoon Ireland, and in 20th century writings by
developmental theorists, including Heinz Werner, Edward Zigler, Dante Cicchetti,
and their colleagues who promoted the interface of developmental psychology and
the study of intellectual disabilities. This approach finds fruition in the 21st
century sophistication of experimental technology and empirical methodology in
the study of genetics, brain functioning, behaviour, social and interpersonal
functioning, and emotional well-being, as well as in the study of the relations
among them. The emergence of these increasingly precise approaches to research
resonates particularly strongly with the advocates of the more fine-tuned
developmental approach with its emphasis on aetiology- and age-specific research
within the context of individuals, their families, and their environments.
Through this synergy, the key to understanding the heterogeneous group of
persons who fall under the diagnostic heading of intellectual disabilities is a
bottom up process with small but fine-tuned and precise empirical "stories"
rather than a top-down process with bigger and more general but flawed accounts.
In this article, we briefly review essential theoretical, methodological, and
interpretative contributions of the developmental approach and attempt to forge
a framework for research in the field of intellectual disabilities, as well as
of Down syndrome, and to reflect upon how the field of intellectual disabilities
research has contributed and transformed the understanding of general
developmental processes.
The theoretical timeline: The developmental framework and
intellectual disabilities
The study of cognitive and neuro-cognitive functions or
abilities may best highlight the contributions of the developmental approach to
intellectual disabilities. These types of functions were the singular focus in
the first few decades of scientific research on intellectual disabilities, when
most empirical work in the field was characterised by a race to identify the
deficit that was the primary cause or marker of reduced intellectual
functioning. Those who undertook this frantic search emphasised broad constructs
of cognition that were considered to be essential across all domains of
cognitive functioning, including cognitive rigidity, memory processes,
discrimination learning, and attention, among many others (for a review, see
ref 11). With
the use of sophisticated experimental paradigms, researchers presented
compelling evidence of deficient performance in virtually all of these areas of
functioning. Each specific defect was touted as the central cause of
intellectual disabilities. Unfortunately, the studies were "fatally" flawed as
researchers failed to consider essential and obvious conceptual and
methodological issues such as the multiplicity of aetiologies associated with
intellectual disabilities, the uniqueness of each with regard to phenotypic
expression, the inherent differences in developmental level of functioning
between persons with and without intellectual disabilities of the same
chronological age, and the non-cognitive factors related to life experiences
that are associated with cognitive performance. In critiquing and debunking the
various claims of the defect theorists, Zigler and colleagues (e.g., refs 6,7,8
,12)
introduced a conceptual approach to intellectual disabilities that would be
based on classical developmental theory and would revolutionise the way people
with intellectual disabilities were viewed and studied.
The holistic but precise developmental framework
Consistent with early researchers of intellectual
disabilities from the 19th (e.g.,
refs 13,14) and 20th centuries (e.g.,
refs 15-18), Zigler
proposed the ‘two group approach to intellectual disabilities’ in which persons
for whom the cause of intellectual disability was familial should be
conceptually differentiated from those for whom intellectual disability could be
classified as organic[7].
He argued that intellectual ability is characterised by a bi-modal distribution
with one mode falling as expected at an IQ of 100, and a second mode, at the
tail end of the impaired side of the normal distribution with a mode of 50.
Whereas persons with intellectual disabilities with a familial source were
considered to represent the lower end of the normal distribution of intellectual
functioning, persons whose intellectual disability had an organic basis,
represented the area under the second mode. Accordingly, Zigler proposed that
these two groups were qualitatively and quantitatively different from one
another. Citing epidemiological work by Dingman and Tarjan[15],
he elaborated that persons with familial, but not necessarily those with
organic, causes of intellectual disability should follow a similar developmental
trajectory as typically developing persons, albeit at a slower rate and to a
lower asymptote.
The developmental story for persons with intellectual
disabilities associated with organic aetiologies was less clear. Consistent with
the universal approaches of traditional developmental theory, they were found to
consistently traverse the sequences of development for Piagetian and other
cognitive tasks in the same order as was evident among persons with intellectual
disabilities with a familial source and among typically developing children (for
a review, see ref 19).
However, the organic insults were expected to be associated with structures of
horizontal development, the relationship across areas of functioning, that were
different form those of typically developing persons, so that general indicators
of mental age would not necessarily be associated with level of functioning in
specific domains[20].
Yet, even here the notion of meaningful development was not abandoned as
developmental theorists advocated for meaningful relations across domains of
functioning, even when the levels of functioning seemed discordant. For example,
Cicchetti and Pogge-Hesse argued that specific examples of organic aetiology
provide unique opportunities to expand the study of development as they can be
viewed as testing the limits of developmental organisation[21].
Furthermore, the slower pace of development and the discrepancies across domains
of functioning that are evident among persons with Down syndrome or other
specific aetiologies were cited as unique opportunities to examine the
synchronies and asynchronies in development and the extent to which the
convergence of aspects of functioning in typically developing persons are real
or happenstance[22,23].
Accordingly, the notion of local homologies[24],
the relationships over time across tasks that require common underlying
capacities, was borrowed from the study of development and applied to the study
of persons with intellectual disabilities associated with organic aetiologies[5,25,26].
Within this framework, even apparently discordant performance across domains can
be considered within the context of an organised developmental system.
Methodological issues
The issue of developmental level
One reason that so many areas of defect were identified over
the years was that the target groups of persons with intellectual disabilities
were virtually always compared with typically developing persons matched on
chronological age (see ref 9).
By definition, then, the persons with intellectual disabilities were functioning
at a lower level than those without intellectual disabilities and would be
expected to perform worse on any task that was age-appropriate and sufficiently
sensitive to differentiate between groups with considerably different levels of
functioning. Yet, despite the inevitability of the findings of group
differences, the defect theorists cited the impaired performance among the
persons with intellectual disabilities as evidence of a core deficit.
In highlighting one example of the extent to which advocates
of the defect approach misled the field, Iarocci and Burack and Burack et al.,
demonstrated that the notion of attention as the core, or at least a central,
defect, that was perpetuated from the 1960s through the 1990s was based on
series of articles in which matching was exclusively based on chronological ages[9,10].
Accordingly, they argued that the findings of attention deficit would be
expected on virtually any area of functioning when chronological age matching is
used. In other words, the proponents of the attention defect theory had simply
found that "lower functioning persons were functioning at lower levels than
higher functioning persons". This, of course, is not at all surprising. Rather,
based on developmental theory, a deficit among persons with intellectual
disabilities would only be important if it was found in comparisons with
typically developing persons matched on some relevant indicator of developmental
level, ranging from general measures of mental age to more specific ones that
mirror the task. A deficit in this scenario is more likely to indicate an actual
impairment because the groups are equated on developmental level. Matching on
the basis of developmental level was initiated in the 1960s in studies of
developmental disabilities, such as intellectual disabilities[7,8]
and autism[27].
Although a few defect theorists persist in their use of chronological age
matching, by the 1990s, matching on developmental level had become a hallmark of
developmental research in the field of intellectual disabilities (e.g.,
refs 28,29,30).
As with many of the other areas of scholarship in the
developmental approach to intellectual disabilities, the techniques for matching
by developmental level continue to be discussed and developed, and are
continuously fine-tuned (e.g.,
refs 28,30-33). Among others, Loveland and Kelley and Burack et
al., highlight the need to utilise matching is linked to the development of
abilities that are pertinent to the specific function or task[28,34].
This strategy minimises the chances that differences in performance between the
groups might be an artifact of a specific relative strength or weakness
displayed by one of the groups in the area of functioning related to the
experimental task (for a related discussion, see
ref 24). In order to
further reduce the risk of confounds arising from a priori group difference, Mervis and colleagues call for rigorous statistical test criteria in the
matching of groups[30,31].
With all this increased sophistication in the methodological approaches to
matching, the clear conclusion is that the complexity of the developing organism
precludes a single perfect approach to comparing across groups of persons.
Rather the goal is to simply utilise strategies that minimise the likelihood
that the primary findings are associated with obvious confounds.
In the case of yet another paradox, the discussions of
matching by developmental level allow for considerably more precise assessments
of the implications of the research findings from various experimental
paradigms, but also allow for alternative approaches. For example, Burack and
colleagues argue for the use of multiple matching measures in order to allow for
the identification of the complex profiles of development across areas of
functioning[29,35].
However, this approach does not inherently provide insight about developmental
changes over time unless it is varied out across different age groups or in a
longitudinal paradigm. In an attempt to better depict the dynamic aspects of the
developmental processes, both Jarrold and Brock and Cornish, Scerif and
Karmiloff-Smith eschew matching strategies in favour of regression models that
are used to chart developmental trajectories[36,37].
This approach is reminiscent of the early work on developmental trajectories of
IQ among specific aetiological groups, especially persons with Down syndrome
(for a review, see ref 38),
and is a useful reminder that the study of intellectual disabilities is
inextricably tied to developmental theory. Yet, this approach is limited by the
extent to which it useful in the complexities of the continually evolving
structure in which each domain, sub-domain, and sub-sub-domain of functioning
develops at its own rate but also in relation to each of the others.
Furthermore, this approach is less useful in the study of adulthood when
developmental trajectories are limited or even flat, but the understanding of
specific aspects of functioning or patterns of functioning is still informative
for intervention. These benefits and limitations of the various
developmentally-based strategies highlight the breadth of the developmental
approach and that the choice of methodological strategies needs to be guided by
the underlying theory and research questions.
Conclusions: developmental theory and the study of intellectual
disabilities
Cicchetti and Pogge-Hesse suggest that development is a
dynamic process that is not adequately captured through the simple static
delineations of intact and impaired ‘modules’[21].
Rather development unfolds over time in a complex interplay of factors that
include, but are not limited to, gene-environment relationships, critical
periods for the development of specific areas of functioning such as language,
the relationship between and within different areas of functioning, and the
impact of compounding delays or differences over the course of an organism’s
growth.
As the influence of the developmental approach in the study
of intellectual and other developmental disabilities increased dramatically by
the end of the last century (see
ref 39) and into the new one[4],
the complexities of understanding developmental trajectories of specific
aetiological groups was emphasised conceptually[29,35,40,41]
and across areas of research. For example, both
Burack, Evans,
Klaiman and Iarocci, and Cornish, Scerif and Karmiloff-Smith argued that the
study of attention among persons with developmental disabilities needs to be
considered within the context of specific aetiology, specific aspect of
attentional functioning, specific developmental level, and of changes over time[9,37].
The identification of these types of intricacies of the
developmental relations across domains of functioning is central to the notion
that cognitive and neurocognitive aspects of functioning are intrinsically
interrelated even if not always temporally
synchronous[42,43],
and, therefore, the study of specific aetiologies provides a effective lens for
general notions of development[23].
For example, Zelazo, Burack, Benedetto and Frye argued that their finding that
individuals with Down syndrome, who had mental ages of approximately 5 years,
tended to focus on a single state rule in theory of mind and rule use tasks was
inconsistent with claims that theory of mind is a domain-specific psychological
function but is consistent with the notion of developmental organisation[44].
Within this type of framework, the unique developmental patterns evident among
groups of persons with intellectual disabilities, in general, and among those
with Down syndrome, are informative about general developmental processes and
about the integrity of developmental systems in which the organisation is
challenged[3].
The study of persons with intellectual disabilities is a
clear example of the basic tenet of the discipline of developmental
psychopathology that typical and atypical development is essentially related and
mutually informative[45,46].
Officially formalised by Zigler, the developmental approach in the study of
intellectual disabilities revolutionised research in the area by both narrowing
the scope of research to increase its precision and broadening the scope to
include notions of the whole person[7,8].
Zigler’s influence continues to resonate in current research on intellectual
impairments that considers aetiology-specific variables in conjunction with the
contextual factors that impact the functioning of a child. The evolutions and
revolutions in research concerning individuals with intellectual impairments
highlight the theoretical, methodological, and interpretive innovations that
were afforded by the introduction of a developmental framework. In turn, this
fine-tuned approach to research among individuals with intellectual impairments
served a transformative function with which fundamental aspects of developmental
theory are challenged, extended, and even reconceptualised.
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Acknowledgements
The work on this manuscript was supported by an operating grant
from the Social Sciences and Humanities Research Council of Canada to J. A.
Burack. The authors thank Alexandra D’Arrisso for her work in the preparation of
the manuscript.
Tara Flanagan and Heidi Flores are at McGill University,
Montréal, Québec, Canada. Natalie Russo and Jacob A Burack are at McGill
University and Hôpital Rivières-des-Prairies
Correspondence to
Jacob A. Burack, Department of Educational and Counselling Psychology, McGill
University, 3700 McTavish Street, Montréal, Québec H3A 1Y2 • e-mail:
jake.burack@mcgill.ca.
Paper prepared from presentations and discussions at the Down
Syndrome Research Directions Symposium 2007, Portsmouth, UK. The symposium was
hosted by Down Syndrome Education International in association with the Anna and
John J Sie Foundation, Denver. Major sponsors also included the Down Syndrome
Foundation of Orange County, California and the National Down Syndrome Society
of the USA. Information about the symposium can be found at
http://www.downsed.org/research-directions/
doi:10.3104/reviews.2081
Received: 6 March 2008; Accepted 13 march 2008; Published online 4 July 2008